Broker Check

Our Company

“Lakes & Plains Advisors is an investment advisory practice which specializes in providing risk- appropriate, long term capital appreciation strategies for you and your family. Through a disciplined investment process, these strategies help simplify and organize your financial life today and create confidence for the future.”

Our Broker Dealer / RIA

Harbour Investments, my broker dealer, is independent and based in Madison, Wisconsin. Harbour will assist Lakes & Plains Advisors by providing compliance and account services, as well as act in the capacity of a corporate Registered Investment Advisor (RIA). Harbour is a member of the Financial Industry Regulatory Authority (FINRA) and registered with the Securities and Exchange Commission (SEC); to find out more information or verify Harbour’s affiliation please check out www.finra.org. or www.sec.gov. Review the Privacy Policy for Harbour Investments, Inc.

Click Here to Learn More About Harbour.